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Name | | | Age | | | Position | |
Jeffrey Busch | | | | | Chairman of the Board, Chief Executive Officer and President | | |
Robert Kiernan | | | | | Chief Financial Officer and Treasurer | | |
Jamie Barber | | | | | General Counsel and Secretary | | |
Alfonzo Leon | | | | | Chief Investment Officer | | |
Danica Holley | | | | | Chief Operating Officer | | |
Allen Webb | | | | | Senior Vice President, SEC Reporting and Technical Accounting | | |
Henry Cole† | | | | | Director | | |
Matthew L. Cypher, Ph.D.† | | | | | Director | | |
Zhang Jingguo | | | | | Director | | |
Ronald Marston† | | | | | Director | | |
Dr. Roscoe Moore† | | | | | Director | | |
Zhang Huiqi | | | | | Director | | |
Lori Wittman† | | | | | Director | | |
Paula Crowley† | | | | | Director | |
Name of Beneficial Owner | | Number of Shares Beneficially Owned(1) | | Percentage of Shares(2) | | | Number of Shares Beneficially Owned(1) | | Percentage of Shares(2) | | ||||||||||||||||
5% Beneficial Owners | | | | | | | | | | | | | | | | | | | | | | | ||||
ZH USA, LLC(3) | | | | 3,715,611 | | | | | 10.8% | | | |||||||||||||||
Psagot Investment House Ltd(4) | | | | 2,030,456 | | | | | 5.9% | | | |||||||||||||||
The Vanguard Group | | | | 4,290,304(3) | | | | | 9.3% | | | |||||||||||||||
Zensun Enterprises Limited | | | | 3,715,611(4) | | | | | 8.0% | | | |||||||||||||||
BlackRock, Inc. | | | | 2,602,565(5) | | | | | 5.6% | | | |||||||||||||||
Executive Officers and Directors | | | | | | | | | | | | | | | | | | | | | | | ||||
Jeffrey Busch | | | | 132,467(5) | | | | | * | | | | | | 220,687(6) | | | | | * | | | ||||
Robert Kiernan | | | | 15,635(6) | | | | | * | | | | | | 51,434(7) | | | | | * | | | ||||
Alfonzo Leon | | | | 42,690(7) | | | | | * | | | | | | 86,123(8) | | | | | * | | | ||||
Allen Webb | | | | 35,730(8) | | | | | * | | | | | | 67,262(9) | | | | | * | | | ||||
Jamie Barber | | | | 15,857(9) | | | | | * | | | | | | 50,149(10) | | | | | * | | | ||||
Zhang Jingguo | | | | 3,715,611(10) | | | | | 10.8% | | | | | | 3,715,611(11) | | | | | 8.0% | | | ||||
Zhang Huiqi | | | | 3,739,611(11) | | | | | 10.8% | | | | | | 3,745,611(12) | | | | | 8.1% | | | ||||
Henry Cole | | | | 12,545(12) | | | | | * | | | | | | 19,575(13) | | | | | * | | | ||||
Ronald Marston | | | | 12,255(13) | | | | | * | | | | | | 18,960(14) | | | | | * | | | ||||
Matthew L. Cypher, Ph.D. | | | | 9,425(14) | | | | | * | | | |||||||||||||||
Roscoe Moore | | | | 3,480(15) | | | | | * | | | |||||||||||||||
Matthew L. Cypher, Ph. D | | | | 13,130(15) | | | | | * | | | |||||||||||||||
Dr. Roscoe Moore | | | | 7,185(16) | | | | | * | | | |||||||||||||||
Lori Wittman | | | | 3,480(16) | | | | | * | | | | | | 7,185(17) | | | | | * | | | ||||
Paula Crowley | | | | —(17) | | | | | * | | | | | | 7,185(18) | | | | | * | | | ||||
All executive officers and directors as a group (14 people) | | | | 4,053,386 | | | | | 11.7% | | | | | | 4,355,726 | | | | | 9.4% | | |
| | | | | | ||
Structure | | | Threshold, Target and Maximum Awards based on the achievement of various annual performance goals. | | | Threshold, Target and Maximum Awards based on achievement of various long-term stockholder return goals. | |
Performance Metrics | | | Generally divided into multiple categories based on the following metrics: • Acquisition activity; • Adjusted Funds from Operations (“ • • Individual performance. | | | Performance-based component (60% of overall long-term equity award) generally divided into the following two categories: • Absolute total stockholder return (75%); and • Relative total stockholder return (25%). The remaining 40% of the long-term equity award is subject to time-based vesting only. | |
| | | Annual Equity Incentive | | | Long-Term Equity Incentive | |
Timing of Payout and Vesting | | | Awards are paid, through the issuance of LTIP Units, annually based on achievement of performance metrics for the prior year, and vest once issued as follows: • 50% immediately at the time of issuance; and • 50% on the one-year anniversary of the issuance date. | | | Performance-based awards are paid, through the issuance of LTIP Units, at the end of a three-year performance period, based on the achievement of absolute and relative total stockholder return goals, and vest once issued as follows: • 50% immediately at the time of issuance; and • 50% on the Time-based awards vest in equal one-third installments on the first, second and third anniversary of the date of grant. | |
| | As of and for the year ended | | | As of and for the years ended | | ||||||||
| | 2018 | | 2017 | | | 2019 | | 2018 | | ||||
Gross investment in real estate | | $647.6 million | | $471.5 million | | | $905.5 million | | $647.6 million | | ||||
Rental revenue | | $49.6 million | | $28.5 million | | | $70.7 million | | $53.2 million | | ||||
Gain on sale of investment property | | $7.7 million | | $— | | | $— | | $7.7 million | | ||||
Net income (loss) attributable to common stockholders per share | | $0.35 | | $(0.09) | | |||||||||
Revolving credit facility capacity | | $350.0 million | | $250.0 million | | |||||||||
Net income attributable to common stockholders per share | | $0.10 | | $0.35 | | |||||||||
Credit facility size | | $500.0 million | | $350.0 million | | |||||||||
Preferred stock outstanding | | $75.0 million | | $75.0 million | | | $75.0 million | | $75.0 million | | ||||
Total equity | | $299.8 million | | $259.0 million | | | $460.4 million | | $299.8 million | |
Name | | Title | | 2018 Annual Award Target | | Number of Target Annual Award Units | | 2018 Long- Term Award Target | | Number of Target Long- Term Award Units | | | Title | | 2019 Annual Award Target | | Number of Target Annual Award Units | | 2019 Long- Term Award Target | | Number of Target Long- Term Award Units | | ||||||||||||||||||||||||||||||||||
Jeffrey Busch | | Chairman, CEO and President | | | $ | 180,000 | | | | | 25,714 | | | | $ | 216,000 | | | | | 32,951 | | | | Chairman, CEO and President | | | $ | 180,000 | | | | | 17,875 | | | | $ | 230,000 | | | | | 22,985 | | | ||||||||||
Robert Kiernan | | CFO and Treasurer | | | $ | 130,000 | | | | | 18,571 | | | | $ | 156,000 | | | | | 23,799 | | | | CFO and Treasurer | | | $ | 150,000 | | | | | 14,896 | | | | $ | 160,000 | | | | | 15,990 | | | ||||||||||
Alfonzo Leon | | Chief Investment Officer | | | $ | 125,000 | | | | | 17,857 | | | | $ | 200,000 | | | | | 30,510 | | | | Chief Investment Officer | | | $ | 150,000 | | | | | 14,896 | | | | $ | 210,000 | | | | | 20,987 | | | ||||||||||
Jamie Barber | | General Counsel and Secretary | | | $ | 110,000 | | | | | 15,714 | | | | $ | 132,000 | | | | | 20,136 | | | | General Counsel and Secretary | | | $ | 120,000 | | | | | 11,917 | | | | $ | 140,000 | | | | | 13,991 | | | ||||||||||
Allen Webb | | SVP — SEC Reporting and Technical Accounting | | | $ | 98,800 | | | | | 14,114 | | | | $ | 118,560 | | | | | 18,086 | | | | SVP — SEC Reporting and Technical Accounting | | | $ | 110,000 | | | | | 10,924 | | | | $ | 130,000 | | | | | 12,992 | | |
Target No. of LTIP Units | | | Component | | | Performance Goal | | | | |
LTIP Units | | | Acquisitions including (i) closed acquisitions from | | | Threshold: $100 million Target: $150 million Maximum: $200 million | | | $ | |
LTIP Units | | | | | Threshold: Target: Maximum: | | | $ 0% of Target LTIP Units earned | | |
LTIP Units | | | | | Threshold: Target: Maximum: | | | |
Target No. of LTIP Units | | | Component | | | Performance Goal | | | | ||||||||||
| | | Credit Agreement) (based on each fiscal quarter end). | | | | | ||||||||||||
| | ||||||||||||||||||
LTIP Units | | | Discretionary Component | | | Entirely at the discretion of the Committee based on the Committee’s assessment of the Grantee’s individual performance in areas the Committee deems in its discretion to be important based on the Grantee’s job duties and position within the organization. | | | Individually determined based upon an evaluation of the individual performance of each NEO. | | |||||||||
TSR | | | Percentage of Absolute TSR Component Earned | | |||
Less than 21% | | | | | 0% | | |
21% | | | | | 50% | | |
27% | | | | | 100% | | |
33% or greater | | | | | 200% | | |
Relative Performance | | | Percentage of Relative TSR Component Earned | | |||
TSR below the 35th percentile of the SNL Healthcare REIT Index | | | | | 0% | | |
TSR equal to the 35th percentile of the SNL Healthcare REIT Index | | | | | 50% | | |
TSR equal to the 55th percentile of the SNL Healthcare REIT Index | | | | | 100% | | |
TSR equal to or greater than the 75th percentile of the SNL Healthcare REIT Index | | | | | 200% | | |
Name and Principal Position | | Year | | Salary(1) | | Stock Awards(2) | | Other(3) | | Total | | | Year | | Salary(1) | | Stock Awards(2) | | Other(3) | | Total | | | | |||||||||||||||||||||||||||||||||||||||||
Jeffrey Busch Chairman, CEO and President | | | | | 2018 | | | | $ | — | | | | $ | 395,985(4) | | | | $ | 110,668 | | | | $ | 506,646 | | | | | | | 2019 | | | | $ | — | | | | $ | 455,316(4) | | | | $ | 141,369 | | | | $ | 596,685 | | | | ||||||||||
| | | 2017 | | | | $ | — | | | | $ | 610,007(5) | | | | $ | 62,950 | | | | $ | 672,957 | | | | | | 2018 | | | | $ | — | | | | $ | 395,978(5) | | | | $ | 110,668 | | | | $ | 506,646 | | | | |||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 780,016(6) | | | | $ | 14,000 | | | | $ | 794,016 | | | | | | 2017 | | | | $ | — | | | | $ | 610,007(6) | | | | $ | 62,950 | | | | $ | 672,957 | | | | |||||||||||||
Robert Kiernan CFO and Treasurer | | | | | 2018 | | | | $ | — | | | | $ | 415,983(7) | | | | $ | 24,522 | | | | $ | 440,504 | | | | | | | 2019 | | | | $ | — | | | | $ | 322,723(7) | | | | $ | 54,264 | | | | $ | 376,988 | | | | ||||||||||
| | | 2017 | | | | $ | — | | | | $ | 155,062(8) | | | | $ | 1,195 | | | | $ | 156,257 | | | | | | 2018 | | | | $ | — | | | | $ | 415,983(8) | | | | $ | 24,522 | | | | $ | 440,504 | | | | |||||||||||||
| | | 2016 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | | 2017 | | | | $ | — | | | | $ | 155,062(9) | | | | $ | 1,195 | | | | $ | 156,257 | | | | |||||||||||||
Alfonzo Leon CIO | | | | | 2018 | | | | $ | — | | | | $ | 324,983(9) | | | | $ | 42,558 | | | | $ | 367,542 | | | | | | | 2019 | | | | $ | — | | | | $ | 391,475(10) | | | | $ | 64,828 | | | | $ | 456,304 | | | | ||||||||||
| | | 2017 | | | | $ | — | | | | $ | 192,492(10) | | | | $ | 23,819 | | | | $ | 216,312 | | | | | | 2018 | | | | $ | — | | | | $ | 324,983(11) | | | | $ | 42,558 | | | | $ | 367,542 | | | | |||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 290,019(11) | | | | $ | 4,000 | | | | $ | 294,019 | | | | | | 2017 | | | | $ | — | | | | $ | 192,492(12) | | | | $ | 23,819 | | | | $ | 216,312 | | | | |||||||||||||
Jamie Barber General Counsel and Secretary | | | | | 2018 | | | | $ | 44,355(12) | | | | $ | 351,984(13) | | | | $ | 23,670 | | | | $ | 420,009 | | | | | | | 2019 | | | | $ | — | | | | $ | 287,696(13) | | | | $ | 44,469 | | | | $ | 332,165 | | | | ||||||||||
| | | 2017 | | | | $ | 80,645(12) | | | | $ | 179,998(14) | | | | $ | 2,092 | | | | $ | 262,735 | | | | | | 2018 | | | | $ | 44,355(14) | | | | $ | 351,984(15) | | | | $ | 23,670 | | | | $ | 420,009 | | | | |||||||||||||
| | | 2016 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | | 2017 | | | | $ | 80,645(14) | | | | $ | 179,998(16) | | | | $ | 2,092 | | | | $ | 262,735 | | | | |||||||||||||
Allen Webb Senior Vice President – SEC Reporting and Technical Accounting | | | | | 2018 | | | | $ | — | | | | $ | 217,344(15) | | | | $ | 35,806 | | | | $ | 253,150 | | | | | | | 2019 | | | | $ | — | | | | $ | 264,879(17) | | | | $ | 49,693 | | | | $ | 314,572 | | | | ||||||||||
| | | 2017 | | | | $ | — | | | | $ | 170,004(16) | | | | $ | 20,344 | | | | $ | 190,348 | | | | | | 2018 | | | | $ | — | | | | $ | 217,344(18) | | | | $ | 35,806 | | | | $ | 253,150 | | | | |||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 250,010(17) | | | | $ | 4,000 | | | | $ | 254,010 | | | | | | 2017 | | | | $ | — | | | | $ | 170,004(19) | | | | $ | 20,344 | | | | $ | 190,348 | | | |
Name | | Type of Award | | Grant Date | | Date of Board Approval | | | Estimated Future Payouts Under Equity Incentive Plan Awards(1) | | | All Other Stock Awards: Number of Shares or Units of Stock | | Grant Date Fair Value(2) | | | Type of Award | | Grant Date | | Date of Board Approval | | | Estimated Future Payouts Under Equity Incentive Plan Awards(1) | | | All Other Stock Awards: Number of Shares or Units of Stock | | Grant Date Fair Value(2) | | ||||||||||||||||||||||||||||||||||||||||||||||||||
| Threshold | | Target | | Maximum | | | Threshold | | Target | | Maximum | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Jeffrey Busch | | LTIP Units | | March 5, 2018 | | March 5, 2018 | | | | 22,777 | | | | | 45,554 | | | | | 78,251 | | | | | 13,111(3) | | | | $ | 395,978 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 15,862 | | | | | 31,724 | | | | | 54,511 | | | | | 13,636(3) | | | | $ | 455,316 | | | ||||||||||||||||
Robert Kiernan | | LTIP Units | | March 5, 2018 | | March 5, 2018 | | | | 16,451 | | | | | 32,901 | | | | | 56,517 | | | | | 29,196(3)(4) | | | | $ | 415,983 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 12,265 | | | | | 24,530 | | | | | 41,612 | | | | | 9,606(3) | | | | $ | 342,735 | | | ||||||||||||||||
Alfonzo Leon | | LTIP Units | | March 5, 2018 | | March 5, 2018 | | | | 18,114 | | | | | 36,227 | | | | | 63,526 | | | | | 12,140(3) | | | | $ | 324,983 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 13,771 | | | | | 27,541 | | | | | 47,634 | | | | | 11,467(3) | | | | $ | 391,475 | | | ||||||||||||||||
Jamie Barber | | LTIP Units | | March 5, 2018 | | March 5, 2018 | | | | 13,919 | | | | | 27,838 | | | | | 47,819 | | | | | 24,704(3)(5) | | | | $ | 351,984 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 10,174 | | | | | 20,347 | | | | | 34,736 | | | | | 8,311(3) | | | | $ | 287,696 | | | ||||||||||||||||
Allen Webb | | LTIP Units | | March 5, 2018 | | March 5, 2018 | | | | 12,502 | | | | | 25,004 | | | | | 42,951 | | | | | 7,196(3) | | | | $ | 217,344 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 9,376 | | | | | 18,752 | | | | | 32,042 | | | | | 7,634(3) | | | | $ | 264,879 | | |
| | Stock Awards | | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||
Name | | Number of Shares or Units of Stock That Have Not Vested | | Market Value of Shares or Units of Stock That Have Not Vested(1) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Yet Vested | | Equity Incentive Plan Awards: Market Value of Unearned Shares, Units or Other Rights That Have Not Yet Vested(1) | | | Number of Shares or Units of Stock That Have Not Vested | | Market Value of Shares or Units of Stock That Have Not Vested(1) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Yet Vested | | Equity Incentive Plan Awards: Market Value of Unearned Shares, Units or Other Rights That Have Not Yet Vested(1) | | ||||||||||||||||||||||||||||||||
Jeffrey Busch | | | | 46,401(2) | | | | $ | 412,500 | | | | | 88,122(3) | | | | $ | 783,406 | | | | | | 29,318(2) | | | | $ | 387,873 | | | | | 137,203(3) | | | | $ | 1,815,196 | | | ||||||||
Robert Kiernan | | | | 33,179(4) | | | | $ | 294,958 | | | | | 56,524(5) | | | | $ | 502,502 | | | | | | 42,650(4) | | | | $ | 564,253 | | | | | 84,066(5) | | | | $ | 1,112,193 | | | ||||||||
Alfonzo Leon | | | | 19,398(6) | | | | $ | 172,448 | | | | | 65,961(7) | | | | $ | 586,390 | | | | | | 24,380(6) | | | | $ | 322,552 | | | | | 102,900(7) | | | | $ | 1,361,367 | | | ||||||||
Jamie Barber | | | | 28,191(8) | | | | $ | 258,630 | | | | | 46,203(9) | | | | $ | 410,748 | | | | | | 35,151(8) | | | | $ | 465,043 | | | | | 67,291(9) | | | | $ | 890,260 | | | ||||||||
Allen Webb | | | | 13,006(10) | | | | $ | 115,623 | | | | | 44,985(11) | | | | $ | 399,919 | | | | | | 15,712(10) | | | | $ | 207,868 | | | | | 69,140(11) | | | | $ | 914,722 | | |
| | Stock Awards | | | Stock Awards | | ||||||||||||||||||||
Name | | Number of Shares Acquired on Vesting | | Value Realized on Vesting(1) | | | Number of Shares Acquired on Vesting | | Value Realized on Vesting(1) | | ||||||||||||||||
Jeffrey Busch | | | | 87,915(2) | | | | $ | 781,564 | | | | | | 137,016(2) | | | | $ | 1,812,725 | | | ||||
Robert Kiernan | | | | 4,216(3) | | | | $ | 37,480 | | | | | | 17,626(3) | | | | $ | 233,196 | | | ||||
Alfonzo Leon | | | | 30,698(4) | | | | $ | 272,905 | | | | | | 49,948(4) | | | | $ | 660,811 | | | ||||
Jamie Barber | | | | 5,629(5) | | | | $ | 50,042 | | | | | | 15,857(5) | | | | $ | 209,785 | | | ||||
Allen Webb | | | | 27,581(6) | | | | $ | 245,195 | | | | | | 41,540(6) | | | | $ | 549,571 | | |
Name | | Stock Awards | | Total(1) | | | Stock Awards | | Total(1) | | ||||||||||||||||
Jeffrey Busch | | | | 60,924(2) | | | | $ | 541,614 | | | | | | 29,318(2) | | | | $ | 387,873 | | | ||||
Robert Kiernan | | | | 43,668(3) | | | | $ | 388,209 | | | | | | 42,650(3) | | | | $ | 564,253 | | | ||||
Alfonzo Leon | | | | 29,484(4) | | | | $ | 262,113 | | | | | | 24,380(4) | | | | $ | 322,552 | | | ||||
Jamie Barber | | | | 37,066(5) | | | | $ | 329,517 | | | | | | 35,151(5) | | | | $ | 465,043 | | | ||||
Allen Webb | | | | 20,978(6) | | | | $ | 186,494 | | | | | | 15,712(6) | | | | $ | 207,868 | | |
Name | | Stock Awards | | Total(1) | | | Stock Awards | | Total(1) | | ||||||||||||||||
Jeffrey Busch | | | | 103,665(2) | | | | $ | 921,582 | | | | | | 125,383(2) | | | | $ | 1,658,819 | | | ||||
Robert Kiernan | | | | 61,249(3) | | | | $ | 544,504 | | | | | | 94,700(3) | | | | $ | 1,252,878 | | | ||||
Alfonzo Leon | | | | 55,499(4) | | | | $ | 493,386 | | | | | | 90,892(4) | | | | $ | 1,202,497 | | | ||||
Jamie Barber | | | | 45,917(5) | | | | $ | 408,202 | | | | | | 77,243(5) | | | | $ | 1,021,926 | | | ||||
Allen Webb | | | | 39,698(6) | | | | $ | 352,915 | | | | | | 62,192(6) | | | | $ | 822,796 | | |
Plan Category | | | Number of securities to be issued upon exercise of outstanding options, warrants and rights (a) | | | Weighted-average exercise price of our outstanding options, warrants and rights (b) | | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a) (c)) | | |||||||||
Equity compensation plans approved by security holders | | | | | | | | | | N/A | | | | | | | |
Name | | | Fees Earned or Paid in Cash(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||
Henry Cole(4) | | | | $ | 56,000 | | | | | $ | 30,000 | | | | | $ | 6,148 | | | | | $ | 92,148 | | |
Matthew L. Cypher(5) | | | | $ | 44,500 | | | | | $ | 30,000 | | | | | $ | 6,148 | | | | | $ | 80,648 | | |
Kurt Harrington(6) | | | | $ | 19,058 | | | | | $ | — | | | | | $ | 1,189 | | | | | $ | 20,247 | | |
Ronald Marston(7) | | | | $ | 48,500 | | | | | $ | 30,000 | | | | | $ | 6,148 | | | | | $ | 84,648 | | |
Dr. Roscoe Moore(8) | | | | $ | 43,500 | | | | | $ | 30,000 | | | | | $ | 6,148 | | | | | $ | 79,648 | | |
Zhang Jinguo | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Zhang Huiqi(9) | | | | $ | — | | | | | $ | — | | | | | $ | 24,000 | | | | | $ | 24,000 | | |
Lori Wittman(10) | | | | $ | 27,814 | | | | | $ | 30,000 | | | | | $ | 1,392 | | | | | $ | 59,024 | | |
Paula Crowley(11) | | | | $ | 22,853 | | | | | $ | 30,000 | | | | | $ | 1,346 | | | | | $ | 53,920 | | |
Name | | | Fees Earned or Paid in Cash(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||
Henry Cole(4) | | | | $ | 65,810 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 114,832 | | |
Matthew L. Cypher Ph.D(5) | | | | $ | 55,839 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 104,861 | | |
Ronald Marston(6) | | | | $ | 56,526 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 105,548 | | |
Dr. Roscoe Moore(7) | | | | $ | 46,473 | | | | | $ | 40,000 | | | | | $ | 5,455 | | | | | $ | 91,928 | | |
Zhang Jingguo | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Zhang Huiqi(8) | | | | $ | — | | | | | $ | — | | | | | $ | 24,000 | | | | | $ | 24,000 | | |
Lori Wittman(9) | | | | $ | 59,664 | | | | | $ | 40,000 | | | | | $ | 4,266 | | | | | $ | 103,930 | | |
Paula Crowley(10) | | | | $ | 52,542 | | | | | $ | 40,000 | | | | | $ | 4,220 | | | | | $ | 96,762 | | |
Name and Principal Position | | | Dollar Value ($)(1) | | | LTIP Units (#)(2) | | ||||||
Jeffrey Busch Chairman, Chief Executive Officer and President | | | | $ | 395,978 | | | | | | 58,665 | | |
Robert Kiernan Chief Financial Officer and Treasurer | | | | $ | 415,983 | | | | | | 62,097 | | |
Alfonzo Leon Chief Investment Officer | | | | $ | 324,983 | | | | | | 48,367 | | |
Jamie Barber General Counsel and Secretary | | | | $ | 351,984 | | | | | | 52,542 | | |
Allen Webb SVP – SEC Reporting and Technical Accounting | | | | $ | 217,344 | | | | | | 32,200 | | |
All Current Executive Officers as a Group (6 persons) | | | | $ | 1,891,072 | | | | | | 281,249 | | |
All Current Non-Employee Directors as a Group (8 persons) | | | | $ | 180,000 | | | | | | 20,764 | | |
Non-Executive Officer Employees of the Advisor as a Group | | | | $ | 690,600 | | | | | | 101,326 | | |
| | Year Ended December 31, 2018 | | Year Ended December 31, 2017 | | | Year Ended December 31, 2019 | | Year Ended December 31, 2018 | | ||||||||||||||||
MaloneBailey: | | | | | | | | | | | | | | | | | | | | | | | ||||
Audit Fees | | | $ | 514,253 | | | | $ | 506,400 | | | | | $ | 86,378 | | | | $ | 514,253 | | | ||||
Audit-Related Fees | | | | 17,500 | | | | | 35,500 | | | | | | — | | | | | 17,500 | | | ||||
Tax Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
All Other Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
Total | | | $ | 531,753 | | | | $ | 541,900 | | | | | $ | 86,378 | | | | $ | 531,753 | | | ||||
|
| | | Year Ended December 31, 2019 | | |||
Deloitte: | | | | | | | |
Audit Fees | | | | $ | 483,341 | | |
Audit-Related Fees | | | | | 50,000 | | |
Tax Fees | | | | | — | | |
All Other Fees | | | | | — | | |
Total | | | | $ | 533,341 | | |